Investment Company Series Class

$447.50 / year

The dataset shows the Series and Class Report that provides basic identification information for all active registered investment company series and classes that have been issued IDs by the Commission.

Complexity

Beginning on February 6, 2006, all open-end mutual funds (Form N-1A filers), insurance separate accounts are organized as mutual funds (Form N-3 filers), insurance separate accounts organized as unit investment trusts (Form N-4 and Form N-6 filers). Investment companies have been required to use these IDs when making their electronic filings with the Commission. Since February 6, 2006, series and class IDs have also been issued to a few closed-end funds (Form N-2 filers) and unit investment trusts that are not used to fund separate accounts (S-6 filers).

Date Created

2013-05-18

Last Modified

2018-07-23

Version

2018-07-23

Update Frequency

Annual

Temporal Coverage

2018

Spatial Coverage

World

Source

John Snow Labs; Securities and Exchange Commission;

Source License URL

Source License Requirements

N/A

Source Citation

N/A

Keywords

Investment Company, Investment Class, Investment Company Series, Investment Company Filers, Operating Funds, Open-End Investment Companies

Other Titles

Division of Investment Management, Investment Company Act

NameDescriptionTypeConstraints
Rep_File_NumberReport file number under which filing madestring-
Central_Index_KeyCentral Index Key is a ten-digit number uniquely identifying that filerintegerlevel : Nominal
Entity_NameInvestment company entity namestring-
Entity_Org_TypeInvestment company entity typeintegerlevel : Nominal
Series_IDSeries identification of filingstring-
Series_NameSeries namestring-
Class_IDClass identification of filingstring-
Class_NameClass namestring-
Class_Ticker_SymbolSecurity Commission Funds will enter their ticker symbols, if any, at the class level (in addition to theirstring-
Street1Address 1 of filing investment companystring-
Street2Address 2 of filing investment companystring-
CityCity of investment companystring-
State_AbbreviationState abbreviation of investment companystring-
ZIP_CodeZIP Code of the companystring-
Rep File NumberCentral Index KeyEntity NameEntity Org TypeSeries IDSeries NameClass IDClass NameClass Ticker SymbolStreet1Street2CityState AbbreviationZIP Code
811-2295916059411290 Funds30S0000459121290 SmartBeta Equity FundC000143088Class ATNBAX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000459121290 SmartBeta Equity FundC000143085Class TTNBCX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000459121290 SmartBeta Equity FundC000143086Class ITNBIX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000459121290 SmartBeta Equity FundC000143087Class RTNBRX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000499901290 Convertible Securities FundC000157852Class ATNFAX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000499901290 Convertible Securities FundC000157851Class TTNFCX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000499901290 Convertible Securities FundC000157849Class ITNFIX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000499901290 Convertible Securities FundC000157850Class RTNFRX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000459111290 High Yield Bond FundC000143081Class ATNHAX1290 AVENUE OF THE AMERICASNEW YORKNY10104
811-2295916059411290 Funds30S0000459111290 High Yield Bond FundC000143082Class TTNHCX1290 AVENUE OF THE AMERICASNEW YORKNY10104