Investment Company Series Class

$199 / year

The dataset shows the Series and Class Report that provides basic identification information for all active registered investment company series and classes that have been issued IDs by the Commission.

Complexity

Beginning on February 6, 2006, all open-end mutual funds (Form N-1A filers), insurance separate accounts are organized as mutual funds (Form N-3 filers), insurance separate accounts organized as unit investment trusts (Form N-4 and Form N-6 filers). Investment companies have been required to use these IDs when making their electronic filings with the Commission. Since February 6, 2006, series and class IDs have also been issued to a few closed-end funds (Form N-2 filers) and unit investment trusts that are not used to fund separate accounts (S-6 filers).

Date Created

2013-05-18

Last Modified

2017-12-14

Version

2017-12-14

Update Frequency

Irregular

Temporal Coverage

N/A

Spatial Coverage

World

Source

John Snow Labs => Securities and Exchange Commission

Source License URL

John Snow Labs Standard License

Source License Requirements

N/A

Source Citation

N/A

Keywords

Investment Company, Investment Class, Investment Company Series, Investment Company Filers, Operating Funds, Open-End Investment Companies

Other Titles

Division of Investment Management, Investment Company Act

Name Description Type Constraints
Rep_File_NumberReport file number under which filing madestring-
Central_Index_KeyCentral Index Key is a ten-digit number uniquely identifying that filerintegerlevel : Nominal
Entity_NameInvestment company entity namestring-
Entity_Org_TypeInvestment company entity typeintegerlevel : Nominal
Series_IDSeries identification of filingstring-
Series_NameSeries namestring-
Class_IDClass identification of filingstring-
Class_NameClass namestring-
Class_Ticker_SymbolSecurity Commission Funds will enter their ticker symbols, if any, at the class level (in addition to theirstring-
Street1Address 1 of filing investment companystring-
Street2Address 2 of filing investment companystring-
CityCity of investment companystring-
State_AbbreviationState abbreviation of investment companystring-
ZIP_CodeZIP Code of the companystring-
Rep_File_NumberCentral_Index_KeyEntity_NameEntity_Org_TypeSeries_IDSeries_NameClass_IDClass_NameClass_Ticker_SymbolStreet1Street2CityState_AbbreviationZIP_Code
811-04347772129GMO TRUST30S000004229GMO Foreign FundC000011903Class I40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000004229GMO Foreign FundC000011907Class V40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000004084GMO Quality FundC000034328Class M40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000005495GMO Taiwan FundC000080091Class VI40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000004229GMO Foreign FundC000011908Class VI40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000004084GMO Quality FundC000011436Class II40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000034948GMO Resources FundC000107487Class V40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000004926GMO Alpha Only FundC000013336Class I40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000004926GMO Alpha Only FundC000034336Class M40 ROWES WHARFBOSTONMA2110
811-04347772129GMO TRUST30S000004926GMO Alpha Only FundC000013340Class V40 ROWES WHARFBOSTONMA2110