Other Exchange Listed Securities

$0 / year

This dataset contains a detailed information on companies listed in the stock exchanges other than NYSE (The New York Stock Exchange) and NASDAQ. It also contains information on each security used in ACT(Automated Confirmation Transaction Service) and CTCI (Computer-to-computer interface) connectivity protocol.

Categories: ,
Complexity

A listed security is a financial instrument that is traded through an exchange, such as the NYSE or Nasdaq. When a private company decides to go public and issue shares, it will need to choose an exchange on which to be listed. To do so, it must be able to meet that exchange’s listing requirements and pay both the exchange’s entry and yearly listing fees. Listing requirements vary by exchange and include minimum stockholder’s equity, a minimum share price and a minimum number of shareholders. Exchanges have listing requirements to ensure that only high quality securities are traded on them and to uphold the exchange’s reputation among investors.

Listing on the Nasdaq is considerably less expensive than listing on the NYSE, so newer companies often opt for the Nasdaq if they meet its requirements. The exchange a company chooses to be listed on can affect how investors perceive the stock. Some companies choose to cross-list their securities on more than one exchange. If a stock fails to comply with the exchange’s listing requirements, it will be delisted. Delisted securities that can no longer be traded on an exchange will sometimes be traded over the counter. The over-the-counter market does not have listing requirements.

Date Created

2017-07-14

Last Modified

2017-07-14

Version

2017-07-14

Update Frequency

Daily

Temporal Coverage

N/A

Spatial Coverage

N/A

Source

John Snow Labs => Nasdaq Trader

Source License URL

John Snow Labs Standard License

Source License Requirements

N/A

Source Citation

N/A

Keywords

NASDAQ, Stock Exchange, Exchange Listing, Round Lot, Share Holders, NASDAQ Traders, ACT Symbols, ETF, Exchange Traded Fund, Nasdaq Listed Symbols

Other Titles

Other Exchange Listed Securities, Companies in the Other Exchanges, List of Companies in Other Exchanges

NameDescriptionTypeConstraints
ACT_SymbolIdentifier for each security used in ACT (Automated Confirmation Transaction Service) and CTCI (Computer-to-computer interface) connectivity protocol. Typical identifiers have 1-5 character root symbol and then 1-3 characters for suffixes, allowing up to 14 characters.stringrequired : 1
Security_NameThe name of the security including additional information, if applicable. Examples are security type (common stock, preferred stock, etc.) or class (class A or B, etc.).stringrequired : 1
Stock_Exchange_ListingThe listing stock exchange or market of a security.string-
CQS_SymbolIdentifier of the security used to disseminate data via the SIAC Consolidated Quotation System (CQS) and Consolidated Tape System (CTS) data feeds. Typical identifiers have 1-5 character root symbol and then 1-3 characters for suffixes, allowing up to 14 characters.string-
Is_Exchange_Traded_FundIdentifies whether the security is an exchange traded fund (ETF). Values: true = Yes, security is an ETF. false= No, security is not an ETF. For new ETFs added to the file, the ETF field for the record will be updated to a value of "true".string-
Round_Lot_SizeIndicates the number of shares that make up a round lot for the given securityintegerlevel : Nominal
Is_Test_IssueIndicates whether the security is a test security. Values: true = Yes, it is a test issue. false = No, it is not a test issue.string-
NASDAQ_SymbolIdentifier of the security used to in various NASDAQ connectivity protocols and NASDAQ market data feeds. Typical identifiers have 1-5 character root symbol and then 1-3 characters for suffixesstring-
ACT_SymbolSecurity_NameStock_Exchange_ListingCQS_SymbolIs_Exchange_Traded_FundRound_Lot_SizeIs_Test_IssueNASDAQ_Symbol
KMPAKemper Corporation
DVPDeep Value ETFNYSE ARCADVPtrue100falseDVP
INUVInuvo, Inc.NYSE MKTINUVfalse100falseINUV
BFORBarron's 400NYSE ARCABFORtrue100falseBFOR
GLDSPDR Gold TrustNYSE ARCAGLDtrue100falseGLD
AKGAsanko Gold Inc.NYSE MKTAKGfalse100falseAKG
ERNErin Energy Corp.NYSE MKTERNfalse100falseERN
KBESPDR S&P Bank ETFNYSE ARCAKBEtrue100falseKBE
AMLPAlerian MLP ETFNYSE ARCAAMLPtrue100falseAMLP
ARKWARK Web x.0 ETFNYSE ARCAARKWtrue100falseARKW
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